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NHGRI Small Business Program

Overview

The National Human Genome Research Institute (NHGRI) Small Business Program awards Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) grants for projects that fit our mission and vision.

NHGRI strives to improve the health of all humans through advances in genomics research.

As a leading authority in the field of genomics, our mission is to accelerate scientific and medical breakthroughs that improve human health. We do this by driving cutting-edge research, developing new technologies, and studying the impact of genomics on society.

For applications that align with a range of specific topics in genomics (see page 26), NHGRI application caps (total costs not including technical and business assistance) allow requests of up to $400,000 for Phase I and up to $2,000,000 for Phase II.

The NHGRI Small Business Program is interested in a wide breadth of work in genomics, including:

  • Genomic Technology Development
  • Computational Genomics and Data Science
  • Genomic Medicine
     

If you think your research aligns with our institute, you are strongly recommended to contact program staff in the developmental stages of your application to ensure your proposed research aligns with NHGRI’s mission, vision, and interests.

NIH SBIR and STTR Programs

Many government agencies, including the National Institutes of Health (NIH), fund small businesses through congressionally mandated set-aside funds. Each Institute and Center (IC) within the NIH has its own small business program and funds SBIR and STTR grants to encourage research and the development of innovative technologies that improve health and have a strong potential for commercialization. 

NIH has a central Small Business Education and Entrepreneurial Development (SEED) office that develops and implements strategies and policies related to the NIH-wide small business program and provides support for the small business community. The SEED team manages the NIH SBIR-STTR Listserv, which provides relevant information about opportunities and updates for those interested in NIH small business opportunities. 

Sign up for the Central NIH Small Business listserv.

Program Structure

SBIR and STTR programs have similar goals, but STTR projects occur at an earlier stage in technology transfer and are more closely connected to the research institution, while SBIRs occur at a later stage in technology transfer and are more closely connected to the small business.

 

 

Small Business Innovation Research (SBIR)
(R43 & R44)

Small Business Technology Transfer (STTR)
(R41 & R42)
Project leadership The principal investigator must be primarily employed by the small business. The principal investigator can be employed by the small business or the academic institution.
Non-profit research partner A partnership with a non-profit research partner is not required. A formal agreement with a non-profit research institution is required.

 

Learn more about the differences between SBIR and STTR grants.

 

These programs are divided into 3 phases:

 

Phases of the Small Business Programs: Phase 1 - Concept Development; Phase 2 - Prototype Development; and Phase 3 - Commercialization (Not Eligible for NIH Funding)

 

There are also opportunities for:

 

 

Learn more about the different types of applications (Phase I, Phase II, Fast-track, and Direct to Phase II).

  • Program Structure

    SBIR and STTR programs have similar goals, but STTR projects occur at an earlier stage in technology transfer and are more closely connected to the research institution, while SBIRs occur at a later stage in technology transfer and are more closely connected to the small business.

     

     

    Small Business Innovation Research (SBIR)
    (R43 & R44)

    Small Business Technology Transfer (STTR)
    (R41 & R42)
    Project leadership The principal investigator must be primarily employed by the small business. The principal investigator can be employed by the small business or the academic institution.
    Non-profit research partner A partnership with a non-profit research partner is not required. A formal agreement with a non-profit research institution is required.

     

    Learn more about the differences between SBIR and STTR grants.

     

    These programs are divided into 3 phases:

     

    Phases of the Small Business Programs: Phase 1 - Concept Development; Phase 2 - Prototype Development; and Phase 3 - Commercialization (Not Eligible for NIH Funding)

     

    There are also opportunities for:

     

     

    Learn more about the different types of applications (Phase I, Phase II, Fast-track, and Direct to Phase II).

Funding Opportunities

An Omnibus Solicitation extends across multiple agencies including the NIH, Centers for Disease Control and Prevention (CDC), and the Food and Drug Administration (FDA). Applicants can submit applications for Omnibus opportunities at standard dates. NHGRI is always interested in responses to the Omnibus Solicitation, also known as the Parent Funding Opportunity Announcement, that relate to our mission.

Diversity Supplements are available for NIH-funded Small Businesses. Supplements can support students, post-doctorates and eligible investigators from groups that are underrepresented in health-related research or the small business community.

Targeted NHGRI Solicitations

  • NOT-HG-22-011: Notice of Special Interest: Development and Implementation of Clinical Informatics Tools to Enhance Patients Use of Genomic Information

  • NOT-HG-21-038: Notice of Special Interest (NOSI): Genomics Education Interactive Digital Media Resources (SBIR/STTR)

  • PAR-21-247: Technology Development for Single-Molecule Protein Sequencing (R43/R44 Clinical Trial Not Allowed)

  • NOT-HG-21-018: Notice of Special Interest (NOSI): Advancing Genomic Technology Development for Research and Clinical Application

Helpful Resources

NIH SBIR/STTR Resources


Sample SBIR/STTR Applications

Eligibility and Application Process Resources

Research Involving Human Subjects

Research Involving Vertebrate Animals

Resources from Hubs

Contact

Send questions to nhgri_smallbusiness@nih.gov

Program Staff

Program Directors

Heidi J. Sofia, Ph.D.
Heidi J. Sofia, Ph.D.
  • Program Director
  • Division of Genomic Medicine
Stephanie Davis
Stephanie Davis, Ph.D.
  • Small Business Program Coordinator
  • National Heart, Lung, and Blood Institute

Program Analysts

Katie Bardsley
Katie Bardsley, B.S.
  • Scientific Program Analyst
  • Division of Genome Sciences
Helen Thompson
Helen Thompson, B.A.
  • Scientific Program Analyst
  • Office of Genomic Data Science

Last updated: April 18, 2023